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Students were recruited from nine Australian universities in 2017, mainly via email and could choose to complete an anonymous online survey or participate an interview. The study was approved by the Human Research Ethics Committee from the lead institution (HREC 2017/078) and met all additional requirements of the participating universities.As a courtesy, permission for the research was also sought and gained at the institutional level from senior executives of a number of Australian universities based on ethics approval from the lead institution. Once all permissions were received, key personnel distributed the recruitment email on behalf of the researchers or via other channels (such as student newsletter or digital screen advertising).
The main criteria for involvement was that students be first in their immediate family to attend university, and be in the latter stages of an undergraduate degree (i.e. they had completed at least two years of full time study, or equivalent). Both the interview and the survey commenced with questions relating to these criteria, to ensure that all participants similarly met these requirements. Students inititated interest in participating by either completing the anonymous online survey or contacting the researchers to arrange an interview. None of the students were known to the researchers.
The guiding questions
Both the interview and survey guiding questions were the same, although the semi-structured interview format enabled some aspects of the experience to be explored in more depth. Even so, the qualitative data in the survey responses was rich, even if not of similar depth. Both interviews and surveys began with eliciting demographic information, followed by questions around three broad areas: self-reflections as a student; reflections on higher education; higher education participation and support from family/community, the institution and others.
Of the 306 surveys returned 239 were female, 50 male and 17 skipped; of the 69 interviews (with 70 interviewees i.e. one paired interview) 52 were female and 18 male. Participants self-selected the equity categories applicable to them (as detailed in the Intersectionality section). In addition to this 69 survey participants had children, 143 were partnered and 146 were single; 32 interview participants had children, 36 were partnered and 19 were single. Table 2 details the demographics of students, please note that students could choose more than one demographic category to ensure the diversity of this cohort was captured.
Methodological approach adopted in this study
All the data was imported into NVivo11 and initially line by line coding was conducted on each of the interviews and the survey responses (N=376). Line-by-line coding was deliberately chosen to ensure that the framework emerged inductively from the data rather than a preconceived capabilities framing being applied to the data. This approach does differ to others in the field, for example, Wilson-Strydom (2015) who applied the ideal-theoretical list developed by Walker (2006) to the development of capabilities needed to access higher education. This difference is not an implied criticism of such an approach but rather offers a point of differentiation based on the methodological underpinning of this study which is informed by constructivist grounded theory.
Constructivist grounded theory (Charmaz, 2006) focuses on the ‘phenomena’ that is being studied and regards facets of the research experience that include relationships with participants and shared experiences as intrinsic to the creation of data and analysis. This perspective emphasises the interpretative nature of theory generation and so reveals how theory is necessarily a construction that relies on researcher engagement with the data as well as being contextually bounded by temporal, geographical, cultural and situational contexts (Charmaz, 2006; Addison, 1999). As a constructivist grounded theorist, I am situated within the Symbolic Interactionist framework, which recognises the multiple realities of lived experiences as well as the negotiated framework that meanings exist within. When applied to this study it has ensured that the capabilities that have been developed are based inductively in the data; that is, these emerged through a reiterative engagement with the text, involving line by line coding, with the emerging themes being grouped into three overarching ‘nodes’ with a series of sub-categories underpinning these.
This approach was adopted in order to avoid imposing an ‘analytic frame’ to analysis (Charmaz, 2006, p. 62). The questions that were asked related to the actual data rather than preconceived and rigid categories. This is one of the strengths of constructivist grounded theory. The researcher engages with the data in an open-minded manner seeking to act on and react to the material, which places emphasis on the data itself rather than existing frameworks or models obtained from external sources such as literature, policy or previous studies. Yet it is important to realise that ideas do not emerge solely from the data, instead deep understanding is generated via a movement between reading the data and reading the literature. While there is a definite place and indeed need for extensive consultation of existing literature, I deliberately timed this to occur after a preliminary engagement with data in order to avoid unintentional prescription or the imposition of existing frameworks on material. Hence, it was only after I completed the initial analysis of the data that I then engaged with the lists that have been developed by Wilson-Strydom (2015), Walker (2006) and Nussbaum (2006). The emerging nodes were mapped against these lists in order to address Robeyn’s (2003) criteria of ‘explicit formulation’ and ‘levels of generalisability’. This mapping process also ensured that the result was both connected to existing lists but equally nuanced to the particularities of both this student cohort and the Australian higher education context.
Initial Coding and Analysis
The main themes that emerged from the line-by-line coding of the interviews (n=72) and surveys (n=306) resulted from open-coding. I deliberately coded based on what ‘jumped out’ of the data in a more holistic sense, rather than limiting coding to understandings of persistence; this form of open coding is vital in order to thoroughly interrogate the data being examined. These high-level nodes were inductively derived from the data and were populated with relevant content from across both the surveys and interviews. As this coding continued, patterns began to emerge in the data and as these emerged, sub-nodes were created. The coding continued until all the Australian data was exhausted and then each of the sub-nodes (or child nodes) was analysed, with those that seemed to be repetitive or very limited in application removed. Each of the nodes had also been carefully defined at the onset of coding; these initial definitions were later refined based on the emerging data. This was a rigorous process that required a continual dipping into the data, followed by written reflections and also, critical analysis.
A total of 24 overarching codes (See Appendix One) emerged across the data but these related to a diversity of areas that, while broadly related to persistence, were not related to the act of persistence, which was the primary focus of this study. The resulting nodes were varied and have contributed to insights into students’ understandings of ‘success’ (Delahunty & O’Shea, 2019; O’Shea & Delahunty, 2018); the ‘felt’ nature of border and boundary crossing (O’Shea, under review) and the ways in which communities of practice operate within the HE environment (Groves & O’Shea, under review).
Out of the 24 broad based nodes, there are three main nodes that directly relate to this study:
- Access to substantive freedoms or conversion factors to achieve goals
- Capabilities and cultural strengths underpinning persistence
- Fertile Functionings associated with persistence
Table 3 (below) details these three overarching nodes with the definition that emerged from analysis as well as the number of affiliated sub or child nodes, which numbered 26 in total:
Table 3: Details of nodes and descriptors after the first pass over the data
Figure 2 (below) shows how these three overarching nodes were perceived to relate to each other. Based on my analysis and understanding, each was embedded within the other and existed in a relational state; meaning that all three were key to the successful enactment of persistence within HE.
Figure 2 conceputalises these as non-hierachical, continually evolving relationships i.e. the capabilities and cultural strengths offer the potential for students to achieve what is valued (in this case it is persisting and ultimately degree attainment); fertile functionings relate to the outputs / outcomes that enabled persistence; and substantive freedoms/conversion factors relate to who and/or what experiences (or intersecting dimensions) are influential in this enactment. Thus the enactment of persistence is drawn from the past (positive and negative experiences, cultural/social capitals, behaviours), which are then drawn upon in the here-and-now (especially when the ‘going gets tough’), and which are likely to inform future situations (informed by past positive and negative experiences, new cultural/social capitals, behaviours). Obviously, a person who has limited access to all of these areas would have difficulty in persisting but equally, if an individual was unable to achieve fertile functionings or had only limited access to substantive freedoms, this too would arguably foreclose or limit the act of persisting.
Figure 3 provides a simplified overview of how all three overarching themes were considered in the development of this framework, each was given equal weight in this development. The interrelationship of these nodes meant that each has informed the range of strategies and approaches that underpin the suggested framework. These suggested strategies are designed for practitioners in the field and again, are all directly informed by the data that has been analysed.
The following sections provide the necessary detail for each of these overarching nodes and then defines the various sub-nodes related to these. There is also an overview of the ways in which the coding occurred, including an indication of which nodes were most apparent in the data. As this volume or number of references indicates a greater thematic commonality, this numerical value partially informed inclusion within the final framework.
 Comments in ‘other’ often included more information about the category/ies selected or indicated uncertainty about a category, such as being from Aboriginal or Torres Strait Islander backgroundsbut not identifying as such. Categorising one’s situation as LSES was sometimes difficult such as “I wouldn’t say low-socioeconomic background but we definitely by no means rich” (Survey), or “My parents were [LSES] but I’m not now” (interview). Often ‘other’ was used to describe situations in more detail such as being or coming from coming from a single-parent family, divorced family or dysfunctional family, having to leave home to study, leaving home at an early age, being mature aged, being homeschooled, having mental health issues; returning to study after having a child, leaving prison; born or parents born elsewhere. Participantswho identified as homosexual or LBGQTI indicated this, as did others their religion, such as Muslim.
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